{"id":835,"date":"2017-02-23T12:29:21","date_gmt":"2017-02-23T06:59:21","guid":{"rendered":"https:\/\/trainingcentral.co.in\/portal\/tcblog\/?p=835"},"modified":"2025-03-06T06:49:17","modified_gmt":"2025-03-06T06:49:17","slug":"170223-deupdate-training-session-on-checks-and-balances-as-per-sebi-research-analyst-regulations","status":"publish","type":"post","link":"https:\/\/trainingcentral.co.in\/portal\/170223-deupdate-training-session-on-checks-and-balances-as-per-sebi-research-analyst-regulations\/","title":{"rendered":"170223 DEUpdate: Training session on Checks and Balances on Research Report writing as per SEBI (Research Analyst) Regulations,"},"content":{"rendered":"\t\t
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\n\t\t\t\t\t\t\t\n\"header\"<\/a><\/td>\n<\/tr>\n\nDE Bulletin Board (DEBB) Updates<\/b><\/span><\/td>\n<\/tr>
\n\nDear [TITLE] [SURNAME], <\/span><\/td>\n<\/tr>\n\nGreetings from TrainingCentral! The training on Forensic Accounting Interviewing Technique was successfully conducted by DE302<\/a>. While formal feedback is awaited, the training session was well received.\nA Mumbai-based brokerage house and research organisation has reached out to TrainingCentral for the following requirement.<\/span><\/span><\/td>\n<\/tr>\n\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n\n\n\n\n\n\n\n\n\n
Client<\/td>\nOne of the top financial institutions (FI) in India with offerings in Brokerage, Capital Markets and Financial Services<\/td>\n<\/tr>\n
Requirement\n\n(16-17\/009)<\/td>\n\n
\n\nThe FI wishes to conduct a training in-house for the team which reviews, edits and publishes Research Reports to be in line with the SEBI (Research Analysts) Regulations, 2014.\nIt is important to understand how the SEBI regulation applies to business. e.g. the Research Analyst regulation mandates that the source of the information should be stated in the report. So if the report attributes some information to an anonymous source, this is not allowed. The production team (which proof-reads, edits and finalises the report before it is published to the clients) should be aware of the dos and don’ts – what needs to be there in a report and what is not permitted.\n\nThis team is the target audience. They should be strong enough to publish what is allowed and remove what is not. Knowledge and understanding the application of the SEBI (Research Analyst) regulation is key.<\/span>\n\n<\/div><\/td>\n<\/tr>\n
Qualifications<\/td>\nKnowledge and experience in Research Report Structure, the SEBI Regulation and experience in the edits function of a Brokerage Team would be important.<\/td>\n<\/tr>\n
Location<\/td>\nNot relevant. DE could be based anywhere. Training will be conducted in Mumbai<\/td>\n<\/tr>\n
Duration,Dates,Timelines<\/td>\nSession proposed to be conducted next week (week of 27 Feb, 2017).<\/td>\n<\/tr>\n
Doc Link (If Any)<\/td>\nNA<\/td>\n<\/tr>\n
Status Update<\/td>\nWe share the status update with DEs who respond through a direct Whatsapp Broadcast. A temporary group for communicating to responding DEs is created.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n \n\n\n\n
DE Network Update<\/b><\/span><\/center>Hope you have accessed your profile to verify that we have your details correctly. You can access the Domain Expert Search Page here.<\/a>\u00a0Enter your Domain Expert Registration Number [TYPE] <\/strong><\/span>to search for your profile. You can send your updated profile in the DE Profile template which can be downloaded here<\/a>.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n
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DE Bulletin Board (DEBB) Updates Dear [TITLE] [SURNAME], Greetings from TrainingCentral! The training on Forensic Accounting Interviewing Technique was successfully conducted by DE302. While formal feedback is awaited, the training session was well received. A Mumbai-based brokerage house and research organisation has reached out to TrainingCentral for the following requirement. Client One of the top financial institutions (FI) in India with offerings in Brokerage, Capital… <\/p>\n

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