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Key Business as Usual (BAU) responsibilities of the team include:

• Compiling 450+ reports annually and owning 3 critical daily processes – Reg W, Large Shareholder & QFC
• Establishing policies and procedures for the compilation of U.S. regulatory reports
• Performing the annual Advanced Systems Board Approval process
• Providing guidance to business units on appropriate application of rules (regulatory and Basel)
• Assessing new product impacts and new regulatory guidance impacts to State Street (Reg. Rep & Basel)
• Advocating for State Street’s interests during new rules notice & comment periods
• Effective management of the Regulatory Reporting Oversight Committee and Basel Oversight Committee
• Implement new rules (e.g. SCCL, GSIB Phase 3 disclosures)
• Managing regulatory exams and other regulatory interactions and ad-hoc requests
• Managing audit and assurance reviews, issues remediation efforts, INFRA, etc.
• Capital optimization efforts

Current Situation:
In addition to BAU responsibilities, Regulatory Reporting is also engaged in the following significant remediation efforts that are outside the normal course of BAU issues management / remediation:

• FR Y-14Q 2018 horizontal exam remediation actions
• FR Y-9C and Call Report revisions
• Reg W remediation project
• FR Y-10 remediation project
• FFIEC 009 reports remediation
• TIC reports remediation
• Large Shareholder Reporting remediation
• Addressing one-time non BAU remediation efforts (noted above)
• Addressing bench strength through sustainable approach
• Allowing newly on-boarded staff to build learning curve for a better employee experience and retention.

TrainingCentral (TC) offers solutions in domain and compliance areas. In compliance, TC works closely with clients to structure programs that deliver short e-learning based training to all-year-long engagement programs which ensure higher and effective compliance. The Compliance catalogue has courses in finance, professionalism and regulatory compliance. Courses in Professionalism is an expanding catalogue that includes Information Security Awareness (ISA), Prohibition of Insider Trading and Prevention of Sexual Harassment (POSH).

We offer year-long engagement through various media to ensure increase in compliance by employees in ISA and POSH.

Inquire with us on the programs by mailing us at contact@trainingcentral.co.in

The TrainingCentral Team

TrainingCentral specialises in the design and delivery of training content in the BFSI domain. Our offerings range from ready products to customized training solutions. Organisations deploy TC’s ready e-learning courses for internal compliance and domain training. Our solutions facilitate focused goals like higher operational efficiency and increased customer centricity. We host India’s largest network of domain experts, with 450+ trainer across all sub-domains of finance, insurance, capital markets and corporate finance. Our solutions are also deployed in the financial inclusion domain, due to our unique capability to regionalise content and deliver them across all training media. Over the last 12 years, we have successfully delivered products and solutions over 45 banks and financial institutions.

For more information or if you have any inquiries regarding the various ways in which you can participant in the domain expert activities, or if you have any queries, please mail us at contact@trainingcentral.co.in .